Security and compliance for firms whose clients trust them with their finances.
What features should your Financial Services productivity applications have? The stack below is where we start, deployed, managed, and kept compliant for firms whose clients trust them with their finances.
Financial firms carry a double obligation: the systems must be reliable enough for month-end and audit season, and secure enough for the client data behind every engagement. That means access reviews that actually run, retention that matches your written policy rather than vendor defaults, tested restores instead of assumed ones, and the documentation trail your regulator and your cyber-liability carrier both expect to see. We build the stack to produce that evidence as a byproduct of normal operation, not as a scramble before an exam.
Network Security Deployment and Management · Firewalls · Network Switches · Wi-Fi and Wireless Access · Device Encryption · Data Encryption · Physical Device Security · Compliant Video Surveillance · Device Updates and Patching · Anti-Virus and Anti-Malware · Device Management
Backup and Disaster Recovery (Local or Cloud) · Office 365 · Citrix ShareFile · Dropbox for Business · SharePoint · Productivity Tools · Cloud Services Management
Internet Service Provider (ISP) Relationship Management · VOIP Relationship Management · VPN · Multiple Locations
Industry regulations · Compliance Auditing · Acceptable Use Policies
Specific solutions for your field: Excel · Python · Quickbooks · Sage PeachTree
Verify access reviews ran and are documented. Confirm client-data retention matches your written policy. Test one restore. Re-run phishing training for anyone who joined this quarter. Your auditor will ask for exactly this.
Related: Backup & disaster recovery · The security guide · CIO consulting · Financial tools we manage
Financial services run on trust, records and the tools your book lives in. We manage the environment for that reality: security and compliance posture aligned to the NIST Cybersecurity Framework, encrypted communication, access controlled by role, and audit evidence produced as a byproduct of normal operation rather than a scramble before an exam.
The tools stay yours: Excel, QuickBooks and the platforms your practice already runs, kept fast, integrated and secured. Start with CIO consulting for the strategy seat, or managed IT for the full practice.
The environment produces audit evidence as a byproduct of normal operation: access logs, encrypted communications, retention and tested restores, aligned to the NIST Cybersecurity Framework and reviewed at strategic reviews.
Excel, QuickBooks and the platforms your practice already runs. The tools stay the system of record; we keep them performing, integrated and secure.
With the evaluate step: a review of your systems, access and compliance posture, then a plan sized to the practice. Book a complimentary consultation.
A consultant who knows your field, and a complimentary consultation to start.
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